Experience

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Defended broker/dealers and financial advisors in multiple FINRA arbitrations of customer disputes, resulting in dismissal of all claims against the broker/dealers and financial advisors.
Represented a financial advisor in FINRA arbitration, securing expungement of a false customer complaint from a public regulatory database.
Represented broker/dealers and financial advisors in FINRA arbitrations alleging breach of non-competition and non-solicitation that had strong results for clients.
Defended a large financial institution in federal whistleblower retaliation litigation, obtaining dismissal of all claims and sanctions against the plaintiff.
Obtained multiple six-figure judgments on behalf of a small business manufacturer in breach of contract litigation.
Defended a consumer electronics company in an investigation by the Consumer Product Safety Commission, resulting in no enforcement action.
Served as second chair in a state bench trial involving an internal dispute over ownership and control of a religious institution, securing a favorable verdict.
Served as second chair in a federal patent infringement jury trial, contributing to a defense verdict of patent invalidity on behalf of manufacturing client.
Defended a beverage company in a putative class action alleging violations of a state consumer protection law, resulting in voluntary withdrawal of the claims.

Defended broker/dealers and financial advisors in multiple FINRA arbitrations of customer disputes, resulting in dismissal of all claims against the broker/dealers and financial advisors.
Represented a financial advisor in FINRA arbitration, securing expungement of a false customer complaint from a public regulatory database.
Represented broker/dealers and financial advisors in FINRA arbitrations alleging breach of non-competition and non-solicitation that had strong results for clients.
Defended a large financial institution in federal whistleblower retaliation litigation, obtaining dismissal of all claims and sanctions against the plaintiff.
Obtained multiple six-figure judgments on behalf of a small business manufacturer in breach of contract litigation.
Defended a consumer electronics company in an investigation by the Consumer Product Safety Commission, resulting in no enforcement action.
Served as second chair in a state bench trial involving an internal dispute over ownership and control of a religious institution, securing a favorable verdict.
Served as second chair in a federal patent infringement jury trial, contributing to a defense verdict of patent invalidity on behalf of manufacturing client.
Defended a beverage company in a putative class action alleging violations of a state consumer protection law, resulting in voluntary withdrawal of the claims.

Defended broker/dealers and financial advisors in multiple FINRA arbitrations of customer disputes, resulting in dismissal of all claims against the broker/dealers and financial advisors.
Represented a financial advisor in FINRA arbitration, securing expungement of a false customer complaint from a public regulatory database.
Represented broker/dealers and financial advisors in FINRA arbitrations alleging breach of non-competition and non-solicitation that had strong results for clients.
Defended a large financial institution in federal whistleblower retaliation litigation, obtaining dismissal of all claims and sanctions against the plaintiff.
Obtained multiple six-figure judgments on behalf of a small business manufacturer in breach of contract litigation.
Defended a consumer electronics company in an investigation by the Consumer Product Safety Commission, resulting in no enforcement action.
Served as second chair in a state bench trial involving an internal dispute over ownership and control of a religious institution, securing a favorable verdict.
Served as second chair in a federal patent infringement jury trial, contributing to a defense verdict of patent invalidity on behalf of manufacturing client.
Defended a beverage company in a putative class action alleging violations of a state consumer protection law, resulting in voluntary withdrawal of the claims.

Michael D. Hoenig