News
Securities, M&A, and Corporate Partner Joins Ulmer in Cleveland
March 7, 2022
- Represented local chemical company in sale of stock to international buyer for $315 million.
- Counseled various startup operations on how to structure their fundraising efforts to blend aspects of venture and private equity business models.
- Represented public company client in the $5 million purchase of stock of West Virginia business engaged in reclamation of abandoned mine land projects.
- Experienced in representing startups and businesses of all stages in private placement, fundraising, and venture capital projects.
- Represented preferred stockholder in sale of its investment to the company in the amount of $12 million.
- Represented architectural and engineering firm in sale of business to a private equity group for $30 million.
- Represented several clients in formation of private equity funds ranging from $25 million to $300 million in size and advised them on their reporting obligations as “exempt reporting advisors” and “registered investment advisors.”
- Represented online compliance training leader Workplace Answers in its sale to EVERFI, Inc., the nation’s leading education technology innovator.
- Represented a leading provider of AML/BSA solutions to financial institutions, in the sale of the company for $125 million.
- Represented buyer in purchase of assets from several manufacturers of custom architectural woodworking for public and commercial buildings, including hospitals, schools, banks, retail stores, restaurants, and hotels.
- Counseled significant shareholder of public company on beneficial reporting requirements and sale of over $3 million of public company stock in compliance with Rule 144.
- Represented client in purchasing assets of company engaged in manufacturing and distributing products for the garage door industry for $13.5 million.
- Represented client in $15 million sale of company engaged in the business of selling marketing leads including names, phone numbers, home addresses, and/or email addresses, to service providers in the real estate, home and garden, and insurance industries.
- Represented client in forming a $50 million real estate investment fund and setting up the management structure of the fund.
- Represented a technology company in acquiring a new operating subsidiary for $10 million.
- Represented private equity firm in a $25 million acquisition of a battery manufacturer and the $22 million sale of a portfolio company engaged in the sale of various medical products, and represented the same client in a $50 million private placement.
- Assisted in the representation of a closely held corporation engaged in the business of providing surgical instruments to hospitals in the $70 million sale of the company.